A FINRA-suspended broker known as “K Money” was arrested and faces charges of defrauding social media followers of more than $800,000. According to the Justice Department, Kenneth Thom was charged ...

Concurrent Investment Advisors, a hybrid registered investment advisor with a 1099 affiliation model, has made a minority investment in a Longboat Key, Fla.-based asset manager. Concurrent, which is ...

&Partners, a St. Louis-based hybrid broker/dealer launched by David Kowach, the former president and CEO of Wells Fargo Advisors, continues its recruiting streak. This week, the firm added a Torrance, ...

The RIA Edge list for 2025, presented by WealthManagement.com and Discovery Data.

Feature on International PracticeTrusts & Estates: May 2025 Digital Edition Feature on International Practice ...

The founder of an advisory firm who claimed that artificial intelligence powered his hedge fund will spend 30 months in prison for defrauding investors of over $5.7 million. Tampa, Fla.-based Mina ...

WealthManagement.com Industry Awards 2025: Top Tips for Submitting a Winning Nomination Thursday, February 20, 2025 | 1:00 PM ET ...

IN THIS ISSUE: THE RUNDOWN: Tax Law Update, Tips From the Pros and Technology FEATURES: Estate Planning & Taxation and Fiduciary Professions COMMITTEE REPORT: Elder Care / Special Needs and Ultra ...

State legislatures have been very busy on several trust and estate-related fronts. Here’s an update on some key planning developments across the country through Dec. 6, 2024. State-Level ...

This ranking represents the first ever data-centric approach to measure the nation’s financial planning programs offered at colleges and universities.

(Bloomberg) -- Vanguard Group has filed plans with the Securities and Exchange Commission for its priciest exchange-traded funds yet as the asset management giant seeks to beef up its actively managed ...

Brian Spinelli, co-CIO, talks about why the firm prefers passive strategies for U.S. large caps, where it sees opportunities in private markets and how it approaches tax considerations.