A retired National Football League player has sued his former financial advisor, claiming to have lost millions of dollars in a Ponzi scheme allegedly run by the advisor, according to news reports. To ...

An arbitrator has rejected a former Wells Fargo advisor's bid to escape two promissory notes by saying he was forced to quit the wirehouse over its handling of a client's trust.

J.P. Morgan, in a bid to help rich clients spread their investments more globally, is restructuring its wealth management business and appointing a new executive to lead the firm's private bank, ...

Raymond James announced that it has added three advisor practices with $1.1 billion among them from Ameriprise Financial. RBC Wealth Management has added two financial advisor teams with $570 million ...

Raymond James announced that it has added three advisor practices with $1.1 billion among them from Ameriprise Financial. RBC Wealth Management has added two financial advisor teams with $570 million ...

Senate Republicans, with the help of Vice President JD Vance, managed to squeeze through a version of President Donald Trump 's $3.3 trillion bill of sweeping cuts to taxes and federal spending, ...

As the S&P 500 index finished off its best quarter in two years and hit another record, Bank of America clients across the board pulled money out of U.S. stocks at the fastest clip in months, ...

The Financial Industry Regulatory Authority has fined and suspended an ex–LPL Financial advisor accused of failing to tell the firm that his wife and children had been designated beneficiaries of a ...

Wealthtech giant Orion says it has expanded its partnership with fintech platform provider iCapital to give independent financial advisors access to alternative investments, including private equity, ...

Wall Street's push to bring more retail investors into private investments such as private equity and private credit has reached low-cost investing pioneer Vanguard, and the asset management giant is ...

The Securities and Exchange Commission and Ripple Labs appear to be backing away from their attempt to reduce the fine the cryptocurrency firm was ordered to pay to the commission last year, according ...

The Financial Services Institute has asked a New Jersey government agency to reconsider a proposed rule the industry group says would push nearly one in five of the state's independent financial ...